Compliance

The Compliance division provides both retained search and contingent search recruitment solutions in the arena of financial regulation. We provide a consultative, delivery focused recruitment service that aims to provide the best available talent to our clients when they need it.
The team is experienced in recruiting the following specialisms: Advisory, Monitoring & Surveillance, Policy, Training & Competence, Research & Control Room, Anti-Money Laundering, Fraud Prevention and Investigation.
We work across the following areas:
  • Securities & Investment Banking
  • Asset management & Hedge Funds
  • Retail Financial Services, General Insurance & Life & Pensions.
  • Lloyds of London Insurance Markets.
  • Regulatory Consultancies
  • Regulatory Bodies
Working in both the interim and permanent market our clients fall within investment and retail banking, the insurance, professional services and commodities market, across the UK and Europe and the Middle East.
 
Whilst the majority of the time we represent experienced compliance professionals from MD to Senior Manager, we also recognise the value and importance of developing and representing new talent in the regulatory field. The team is always interested to hear of your situation and happy to offer a perspective on the current market conditions and advise how they might best be able to help you.
  
The section below is a broad selection of recent and current assignments. The list is by no means exhaustive, so please do contact us in order that we can inform you of suitable opportunities. If you are a client or candidate and would like a brochure with more information relating to our Compliance services or a Group overview, please make contact using the details at the bottom of this page and we will respond at our earliest convenience.

Recent Placements

Role Type of Entity Location Salary | Rate
Senior Regulatory Consultant Global Consultancy London £100,000
MiFID Implementation European Investment Bank London £500 p/day
VP Equities Advisory Compliance Officer Asset Management London £85,000
Compliance Analyst Lloyds of London Broker London £35,000
Senior Associate, Compliance Monitoring Investment Bank London £45,000
ED - Derivative Compliance Officer Investment Bank London £110,000
Head of Compliance Niche Broker London £75,000
Fixed Income Advisory Mid Sized Investment Bank London £100,000

Current Opportunities

Role Type of Entity Location Salary | Rate
Compliance Monitoring Officer Private Wealth Manager London £55,000
Deputy MLRO Global Investment Bank London £90,000
VP Commodities Compliance Officer Global Investment Bank London £70,000
Compliance Analyst Global Asset Manager London £55,000
Senior Financial Crime Specialist Lloyds of London Broker London £60,000
Deputy Head of Compliance Lloyds of London Broker London £80,000
Senior Regulatory Consultant Global Investment Bank London £70,000
Equities Compliance Officer Online Trading Platform London £90,000
Global Head of Fixed Income Bulge Bracket Investment Bank London / NY £130,000
Contact Us

Stephen Wall | DDL: +44 (0) 20 7092 3241 | compliance@eamesconsulting.com