Compliance

In today’s economic climate and in the aftermath of the credit crunch, the emphasis on regulatory compliance and regulatory reform has never been greater. With our clients investing heavily in their Compliance departments we understand the need to partner closely with them to ensure we provide the highest caliber of candidate at all times. Our Consultants understand the Compliance industry and keep abreast of new regulation and trends within the market and provide clients with a knowledgeable and consultative approach.

The Compliance division spans the full suite of financial services institutions from Securities and Investment Banking, Retail Banking, Corporate Banking, Asset Management and Hedge Funds to Insurance, Regulatory Consultancies and Regulatory Bodies. Our approach has seen us deliver Analysts through to Global Heads of Compliance (including CF1, CF10 and CF11), providing solutions across the full range of Compliance disciplines including Product Advisory, Monitoring & Surveillance, Policy and Regulatory Liaison, Training & Competence, Research Clearance and Control Room and all aspects of Financial Crime, including AML, KYC, TCF, Bribery and Corruption, Fraud Prevention and Investigation. Our division has developed and maintained a global network of talent across their core markets and currently partner with some of the world’s leading firms.

Below is a selection of recent and current assignments, the list is by no means exhaustive. If you are interested in more detailed information relating to our Compliance services or a Group brochure, please contact us on the details at the bottom of this page and we will respond at our earliest opportunity.

Recent Placements

Role Type of Entity Location Salary | Rate
Information Security & Financial Crime Officer Insurance London Competitive
Compliance Manager Insurance Swindon Competitive
Senior Compliance Advisory Manager Retail Banking London Competitive
Compliance Advisory Retail Banking Northampton Competitive
Senior Compliance Monitoring Manager Retail Banking Manchester Competitive
VP Advisory Compliance Global Investment Bank Singapore Competitive
VP Cash Compliance Global Investment Bank Singapore Competitive
VP Cash Equity Compliance Global Investment Bank Singapore Competitive
VP Commodities Compliance Global Trading House Singapore Competitive
MLRO Global Asset Manager Singapore Competitive
Head of Compliance Global Investment Bank Hong Kong Competitive
AVP Compliance Risk Review Investment Bank London Competitive
VP Compliance Risk Review Investment Bank London Competitive
Associate Director Regulatory Compliance Manager Group Banking London Competitive
Compliance Officer - Monitoring Investment Management London Competitive
Compliance Manager - Advisory Investment Bank London Competitive
Central Compliance Officer Investment Bank London Competitive
Compliance Associate Asset Management London Competitive
Compliance Officer - Policy & Advisory Insurance Broker London Competitive
Senior Manager Professional Services London Competitive
Senior Associate Professional Services London Competitive
Senior Manager Mortgages Building Society London Competitive
Monitoring Manager Insurance London Competitive
Compliance Analyst Private Bank London Competitive
Compliance Consultant Insurance London Competitive
Compliance Officer Insurance London Competitive

Current Opportunities

Role Type of Entity Location Salary | Rate
Compliance Advisory Manager Retail Banking London £45,000
Senior Compliance Advisory Manager Retail Banking London £65,000
Group Head of Financial Crime Insurance Broker London Competitive
Head of Compliance Employee Benefits London Competitive
Regulatory Affairs & Policy Officer Wholesale Bank London £65,000
Upstream Risk - Financial Crime Group level Banking London Competitive
Senior Compliance Advisory - Equities Investment Bank London Competitive
Head of Equities Investment Bank London Competitive
Head of Compliance Insurance London £120,000
AVP/VP Trading Floor Advisory (Fixed Income, Equities) Investment Banking London £90,000
Control Room AVP/VP Investment Banking London £90,000
Global Market Compliance Monitoring Banking London £100,000
Policy Manager (multiple) Insurance London £75,000
Compliance Director Investment Banking London £120,000
Compliance Officer Asset Management London £90,000
Compliance Manager - Monitoring Insurance London £75,000
Senior Manager - Regulation Professional Services London £90,000
Professional Services (multiple) 2 years PQE Professional Services London £75,000
Associate Control Room Investment Bank London Competitive
Deputy Head of Compliance Managing Agency London Competitive
Contact Us

UK & Europe +44 (0) 20 7092 3200 | Asia Pacific +65 6597 8380 | compliance@eamesconsulting.com