My Investment Management client is looking for a Senior Compliance Manager to provide advice and guidance to the business on internal compliance matters. Other responsibilities;
- Manage trading restrictions and related activities
- Issue resolution on compliance matters
- Conduct Compliance Training
- Assist in enhancing and maintaining policies, procedures, and other compliance-related governance documents
SKILLS
- Regulatory compliance experience from an investment management firm is essential
- Securities laws experience related to market abuse
Eames Consulting is acting as an Employment Business in relation to this vacancy.
