AVP - Regulatory Reporting

This is an AVP role within the Regulatory Reporting and Control team. This team is responsible for establishing control standards and best practices in the reporting process to enable the businesses to meet the regulatory requirements. This includes preparing regulatory report, engaging with the business and stakeholders to generate ideas and develop fit for purposes reporting metrics to drive improvements in controls and efficiency.

Your role

• Prepare complete and accurate regulatory reports in a timely manner e.g. SEBI report, Korea aggregation unit report, China QFII report etc.
• Assist in various ad-hoc request from compliance and regulators when necessary.
• Maintain and keep the procedures updated.
• The candidate should pose strong communication skills and have good business, trade booking and regulatory reporting understanding of his / her tasks in order to interact and build relationship with various stakeholder including traders, business manager, compliance, legal, KYC team, sales, Trade Capture Utility team and middle office teammates.
• The candidate should be able to work with external counterparties (e.g. brokers, custodian banks, Report submission agent) appropriately in order to drive to a better relationship.
• The candidate should have the courage to follow the regulation requirement and to escalate issues immediately. 

Skills required:

• 2-3 years relevant experience in trade support and regulatory reporting or compliance.
• Knowledge to Asian market regulation for equity and derivative products is a plus.
• Proficiency in using Microsoft Excel will be an advantage.
• The candidate should have obtained relevant tertiary qualifications from a recognized institution.
• The role holder will need to be fluent in English. Proficiency in Cantonese and Putonghua is a plus as he/she will be dealing with Asian markets.
• Team player with ability to work autonomously and independently.
• Good analytical and problem solving skills.
• Strong communication and relationship management skills to liaise at different levels with different functional teams.