My client is a global Private Bank with a strong focus in Asia. You will be supporting the Head of Business Risk to evaluate the risk and control environment by ensuring appropriate controls are in place.
Responsibilities
You will be assisting the Head of Business Risk in all business risk activities and will be responsible for:
- Establishing and reviewing investment suitability methodology to ensure compliance with Group and local regulatory guidelines.
- Performing investment suitability checks and documentation reviews.
- Coordinating control testing & monitoring of RM activities.
- Working with 2nd line operational risk managers and other key stakeholders to identify improvements and strengthen controls of more complex processes.
- Assisting in incident management, operational risk reporting and other ad-hoc project initiatives.
Requirements
- Minimum of 4 years of relevant experience in Business Risk/ Operational Risk/ Audit within the Private Banking/ Wealth Management industry.
- Degree in Banking, Business, Accountancy or other relevant professional qualification.
- Knowledge of the local MAS/ HKMA AML & CFT regulatory requirements; advantageous to have exposure front office controls testing.
- Proficient in Excel – knowledge of VBA/ ability to write macros.
- Good communication skills with the ability to work independently.
If you are interested in this role please apply below or contact me for more information.
(EA: 16S8091/ R1436884)
