Job Overview

CASS Advisory - Asset Management

Location: London Salary: £Competitive
Type: Permanent Contact: Chris Hodiak
Posted: 10 months ago

A Big 4 professional services firm is looking to hire into their advisory practice, into the Investment Management team at Assistant Manager level.

The client is looking for an individual with a blend of advisory skills, technical CASS knowledge and the relevant experience within asset management.

Role duties:

  • Working on engagements with clients in the asset management sector related to CASS issues and the impact of regulatory developments on client asset processes
  • Executing s166 reviews and constructing project reports to the regulator (FCA) and relevant engagement partners as appropriate
  • Helping with the development of marketing material, client proposals and identifying business development opportunities
  • Assisting with the delivery of technical CASS training to clients and internally
  • Mentoring and developing newer team members

Required experience/skills:

  • Strong understanding of an investment management firm’s control infrastructure, processes and compliance framework
  • Competent understanding of technical CASS regulation and practical application of the FCA’s client assets sourcebook
  • Demonstrable regulatory project experience and excellent stakeholder management skills, with the ability to present to audiences
  • Degree is essential and professional, industry qualifications are desirable
  • Strong verbal and written communication skills; especially report writing skills
  • Flexible and confident attitude to produce high-quality deliverables and overcome any obstacles
  • Proven track record in working with teams and working to strict deadlines

If you are interested in this role please apply below or contact me for more information.