A leading Investment Advisor is looking for a Compliance Officer to join the business on a initial 12 month contract.
A Compliance role focused on being an advisory contact for a particular European business group. This role will also be responsible for the design and implementation of required policies and procedures, including appropriate operational and Compliance oversight.
Skills and experience:
- Ideally 3-5 years compliance experience
- SIPP/personal pension/occupational pension experience ideal
- Ideally, CASS and ISA experience
- Preference would be from a larger asset management or platform firm, but not essential
- Good relationship management skills, and ability to work collaboratively
- Will be taking part in project work as well as day to day BAU tasks – reviewing processes, logging breaches, producing MI, dealing with queries, ad hoc compliance work as it comes up.
If you are interested in this role please apply below or contact me for more information.
