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Job Overview

Compliance Advisory Lead

Location: City of London, London Salary: £80000 - £100000 per annum + + Benefits
Type: Permanent Contact: Christopher Wood
Posted: 10 months ago

I am currently recruiting a Compliance Advisory Manager for a sizeable Investment Management firm based in London (city). Reporting directly into the Head of Compliance this is an excellent opportunity to work for a leading brand and develop management skills.

Key responsibilities;

  • Provide clear and consistent technical advice and guidance to front office colleagues in respect to the traditional asset classes; Eq, FI etc
  • Keep on top of front office related regulatory change with regular updates to the business and formation of new policy.
  • Provide leadership and day to day management to the team. Acting as a point of escalation when required.
  • Any adhoc compliance oversight activities

Key skills;

  • Ideally asset management background with 7+ years experience (minimum of 4-5 in compliance setting)
  • The FCA's 'dealing & managing' regulatory rules as they apply to investment management.
  • Has previous team leadership or direct management experience
  • Ability to build strong relationships with internal and external stakeholders.
  • Self-starter attitude with good analytical skills
  • Proactive, self-supportive and motivated in the development of a positive compliance culture.
  • Able to present to senior management.

Eames Consulting is acting as an Employment Agency in relation to this vacancy.