A private banking institution is seeking to hire an experienced compliance professional to join their growing compliance team.
Role responsibilities:
- Provide advice and support on regulatory matters to the UK business including implementation and analysis of upcoming regulation
- Deal with day to day regulatory queries from the front office and other business stakeholders
- Assist in the development and delivery of the compliance monitoring plan
- Build and maintain constructive relationships with key business stakeholders
- Keep up to date with developments in wealth management regulation and report regulatory change to senior management and the business
- Develop and maintain policy and procedures
Successful candidates will have:
- Previous experience in a similar compliance role within private banking/wealth management
- Sound knowledge of the FCA handbook
- Compliance monitoring/testing experience with the ability to interpret results
- Excellent communication and interpersonal skills
