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Job Overview

Compliance Advisory - Private Banking

Location: London, United Kingdom Salary: £Competitive
Type: Permanent Start Date: ASAP
Posted: 4 months ago Contact: Latiesha Uter

A private banking institution is seeking to hire an experienced compliance professional to join their growing compliance team.

Role responsibilities:

  • Provide advice and support on regulatory matters to the UK business including implementation and analysis of upcoming regulation
  • Deal with day to day regulatory queries from the front office and other business stakeholders
  • Assist in the development and delivery of the compliance monitoring plan
  • Build and maintain constructive relationships with key business stakeholders
  • Keep up to date with developments in wealth management regulation and report regulatory change to senior management and the business
  • Develop and maintain policy and procedures  

Successful candidates will have:

  • Previous experience in a similar compliance role within private banking/wealth management
  • Sound knowledge of the FCA handbook
  • Compliance monitoring/testing experience with the ability to interpret results
  • Excellent communication and interpersonal skills