Job Overview

Compliance Advisory - Rates/FX

Location: London, United Kingdom Salary: £Competitive
Type: Permanent Start Date: ASAP
Posted: 13 days ago Contact: Chris Hodiak

My client, a Top Tier Bank, is looking for a Compliance professional with significant advisory experience from within the Markets field, to focus on the Rates business line.


Your responsibilities will include:

  • Provide technical regulatory advice to the business, with an oversight of the FICC sales and trading desks and particular focus on Rates
  • Keep up to date on trading businesses such as: Futures, Emerging Markets, Rates Credit, Foreign Exchange, Asset & Structured Finance
  • Provide training and oversight to key business areas to maintain compliance
  • Research the current regulatory landscape to provide SME knowledge to the business on upcoming regulatory risks


Key Skills:

  • 5 years+ experience in providing compliance advice, ideally with a similar top tier firm, to the front office
  • Product specific expertise in FX/Rates with a strong knowledge of FCA rulings
  • Understanding of compliance risk frameworks and experience in embedding business change
  • Excellent stakeholder engagement and communication skills