I am currently recruiting an equity derivatives compliance advisory officer for a tier 1 investment bank based in London. Reporting directly into the compliance director, this is an excellent opportunity to further your career in a dynamic and very collegiate environment.
Key responsibilities
- Provide clear and consistent technical advice and guidance to the business, developing a strong relationship.
- Keep on top of front office related regulatory change with regular updates to the business and formation of new policy.
- Act as SME for new regulatory change implementation (MAR, MiFID II).
- Face off to and work in conjunction with the front office and senior management.
- To assist in the development and upskill of junior team members.
- Review financial promotions and all marketing literature.
- Compliance related controls management
Key skills
- UK regulatory experience in Equities – 4-8 years ideally.
- Strong FCA Handbook knowledge.
- Good knowledge around exchange rules and flow volatility.
- Self-starter attitude with good analytical skills.
- Proactive, self-supportive and motivated in the development of a positive compliance culture.
- Strong communication skills and able to present to senior management.
If you are interested in this role please apply below or contact me for more information.
