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Job Description

My Investment Management client is looking for a compliance analyst to assist with the compliance framework and upcoming regulations. Responsibilities;

  • Provide robust regulatory advice, guidance and support
  • Support the Compliance Director
  • Promote strong regulatory awareness within the business, including a robust compliance culture
  • Manage the timely preparation of reports for Boards, Committees and Management
  • Assist with the review and ongoing maintenance of all compliance manuals/policies/standards
  • Lead the interpretation and implementation of regulatory projects
  • Regulatory Training

EXPERIENCE

  • 3-4 years in a compliance role within FS
  • FCA handbook knowledge
  • Compliance training roll out experience

Eames Consulting is acting as an Employment Business in relation to this vacancy.