Job Overview

Compliance Analyst

Location: West End, London Salary: £40,000 - £45,000
Type: Permanent Contact: Liam O'Mahoney
Posted: 12 months ago

A boutique investment bank in the west end is looking to grow their compliance function in London. Reporting to the head of compliance the role will be broad and cover a range of topics. The organisations business is focused around IPO and M&A work with some sales and trading operations.

Key responsibilities;

  • Keeping up to date on the regulatory environment communicating any potential impact on the business.
  • Ensuring controls and policy are in line with regulatory requirements. Enforcing this by undertaking continual monitoring reviews and making recommendations to improve effectiveness.
  • Central compliance tasks; PA Dealing, registrations & training.
  • Communicating compliance MI to senior management.
  • Supporting the head of compliance with their day to day activities.
  • Adhoc project work.

Key skills;

  • Experience in a banking financial services environment would be desirable.
  • FCA handbook knowledge is desirable.
  • Self starter and excellent attitude to their work.
  • Able to liaise with stakeholders of all levels and maintain credibility.
  • Calm under pressure