The role reports to the compliance manager and is responsible for assisting in the below responsibilities:
- The successful candidate will assist in conducting periodic thematic reviews in a timely manner to ensure the business adheres to rules and regulations both regionally and globally
- Effectively identify issues and ensure that they are recorded, communicated and actively followed up on the enterprise risk management software
- Deliver, manage and track the relevant monitoring findings and regularly communicate these throughout management
- Build and develop strong relationships within the business including, first, second and third lines of defence whilst enhancing the compliance culture within the group
Key skills:
- Experience in compliance monitoring within an asset management firm for a minimum of 1 year
- Excellent knowledge of the Financial Conduct Authority (FCA) handbook and a general understanding of governance, risk management and control frameworks
- Strong product knowledge within asset management environment
- Pro-active, driven individual that has proven track record of collaborating with other departments to ensure compliance related issues are communicated effectively
If you are interested in this role please apply below or contact me for more information.
Eames Consulting is acting as an Employment Agency in relation to this vacancy.
