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Job Overview

Compliance Analyst, International Fund House

Location: Hong Kong Salary: 40K X 12 with Discretionary Bonus
Type: Permanent Contact: Jeremy Lam
Posted: 10 days ago

Our client is a European-based asset manager providing fund and discretionary portfolio management services to professional investors. They are currently recruiting for a Compliance Analyst to join its team of 3 to cover business and investment compliance.

Responsibilities:

  • Prepare regulatory filings including license applications to SFC and MAS
  • Keep track of regulatory changes and update compliance policies and manuals
  • Review legal agreements and documents
  • Review marketing materials and cross border marketing activities
  • Perform KYC/ AML checks • handle personal account dealing, gifts & entertainment, SFC hours and etc.
  • Prepare monthly compliance reports for senior management ​

Requirements:

  • 2 to 5 years of compliance experience with hedge fuds, asset management or buyside
  • A bachelor's degree in finance, accounting or economics
  • Cantonse, English and Mandarin
If you are interested in this role, please apply below or contact me for more information.