Job Overview

Compliance Generalist

Location: London Salary:
Type: Permanent Contact: Liam O'Mahoney
Posted: 15 days ago

A boutique investment manager based in London’s West End are looking for a Compliance Analyst to support the compliance lead.  The role will be generalist in nature and cover a range of activities;


  • Financial crime advisory in respect to AML, Sanctions & ABC
  • High risk client review (2nd line perspective)
  • Ongoing monitoring reviews
  • Financial Promotions
  • Regulatory initiatives work.


Key skills;

  • Minimum 2-3 years in a compliance role
  • Experience in an asset manager or alternatives house preferred
  • Strong financial crime understanding in a practical setting
  • Legal education and/or qualifications would be useful but not essential.
  • Self-awareness with confidence to work independently and take responsibility for own development
  • Able to present to senior management.