My IM client is looking for a Senior Compliance Monitoring Manager to provide advice and guidance to the business on regulatory matters. Other responsibilities;
- Develop test plans and documentation for monitoring activities
- Execute thematic, desk based and surveillance monitoring
- Develop MI and Reporting for monitoring activities
SKILLS
- Compliance monitoring experience, Asset Management Industry is essential
- Good knowledge and practical understanding of the FCA handbook
- Extensive Thematic experience
Eames Consulting is acting as an Employment Business in relation to this vacancy.
