Job Overview

Compliance Manager

Location: City of London, London Salary: £Negotiable
Type: Permanent Contact: Tara Robinson
Posted: 8 days ago

Excellent opportunity to join this collaborative compliance function, who promote from within and become a valued part of the team. Previous experience in a similar role with an insurer or broker is essential.

  • Be an active member of a department that strives to remain ahead of the regulatory change agenda and ensures the business understands and is prepared for change.
  • Support our 'compliance culture' by proactively engaging and building stakeholder relationships.
  • Compliance lead for compliance review and monitoring of delegated underwriting and claims arrangements.
  • Compliance lead for the resolution of customer complaints and production of Complaints MI
  • Compliance lead for reviewing IPIDs and associated customer documentation.
  • Assist with conduct risk related matters and production of conduct risk MI.
  • Assist with the assessment and implementation of key regulatory changes (SMCR and IDD)
  • Assist with sanctions batch screening and the resolution of any financial crime related queries.
  • Assist with the resolution of Licencing queries.
  • Assist with any monitoring / 'deep dive' reviews in accordance with the annual monitoring plan.
  • Provide ad-hoc technical compliance advice to relevant business units
  • Assist in the development, drafting, implementation, maintenance and monitoring of group policies and practical guidance
  • Assist in the preparation of reports to Boards and committees as required
  • Assist in the preparation and submission of regulatory returns in a timely manner
  • Maintain an understanding of & comply with all relevant FCA / PRA / Lloyd's regulatory requirements and other relevant regulatory requirements (including overseas requirements where relevant)
  • Keep abreast of development of FCA, PRA & Lloyd's (and overseas as applicable) regulatory requirements

Experience and knowledge required 

  • Degree or equivalent experience
  • Minimum Cert CII and/or equivalent Insurance qualifications
  • Good understanding of the Lloyd's regulatory environment applicable to managing agents
  • Prior experience of undertaking internal control/business monitoring activity preferable
  • Excellent verbal and written communication skills
  • Ability to effectively analyse large amounts of data and identify trends
  • Take responsibility and use their own initiative to own and resolve any issues
  • Good knowledge of Microsoft Office, Excel, Outlook and Windows
  • Ability to work as an individual and in a team
  • Be commercially aware
  • Problem solving skills
  • Ability to engage effectively with senior management
If you are interested in this role, please apply below or contact me for more information.

Eames Consulting is acting as an Employment Agency in relation to this vacancy.