Job Overview

Compliance Manager - 9 Month FTC

Location: City of London, London Salary: £Negotiable
Type: Fixed Term Contract Contact: Tara Robinson
Posted: 3 days ago

This global specialist insurer are seeking a seasoned compliance professional to manage their compliance function on a fixed term contract basis (9mths).

This is a generalist role and you will be main compliance contact for their business globally, providing advise to the business this role offers an interesting and diverse workload.

Key responsibilities include 

  • Manage regulatory compliance and to ensure that the appropriate regulatory registrations (including licenses) and approvals are in place.
  • Ensure that all entities adhere to all internal and external regulations.
  • Monitor and review regulatory materials published by regulators relevant to our business, liaising with oversea branch offices as appropriate.
  • Advise on, and monitor compliance with, policies and procedures for Financial Crime prevention, conflicts of interest, conduct risk, complaint management, breach reporting, and data protection.
  • Work closely with the Head of Legal to provide insight to Group-wide projects.
  • Prepare and deliver (when required) reports for the Board(s) of Directors and any associated Board committees.
  • Act as Data Protection Officer, ensuring compliance with the Data Protection Act(s) including developing and maintaining appropriate policies and procedures to control risks and reporting breaches where necessary.
  • Support the Brexit planning strategy, including PRA Branch office application.
  • Provide support and guidance to the Legal & Compliance Officer.

Role Specific Skills/Experience/Qualifications 

  • Minimum 5 years Compliance experience.
  • Qualified Compliance Professional.
  • Experience operating within an international insurance business.
  • Experience of PRA authorisation processes and FCA compliance.
  • MS Office working knowledge.
  • Sanction screening software experience an advantage.
  • Strong compliance conduct and operational risk knowledge.
  • Effective influencer and strong problem-solving skills.
  • Competent at encouraging communication on compliance management issues.
  • Capable of developing relationships with regulatory bodies and key stakeholders.
  • Able to interpret and assess compliance risk and articulate clearly to the business how to approach different situations appropriately.
  • Ability to build relationship across the business and at all levels
If you are interested in this role, please apply below or contact me for more information

Eames Consulting is acting as an Employment Agency in relation to this vacancy.