Job Overview

Compliance Manager, Insurance

Location: Salary: $Competitive
Type: Permanent Contact: Jessie Chan
Posted: 7 months ago

My client is one of the top insurance market player in Hong Kong is seeking an insurance compliance professional to join their compliance team.

Job Description:

  • Assist to develop controls and monitoring framework to identify, oversees, and mitigate the sales compliance risk
  • Develop relevant local compliance policies and guidelines and oversee the compliance of relevant Group policy and guidelines and relevant local regulatory requirements
  • Advice First Line regarding the compliance issues regarding distribution compliance
  • Monitor the regulatory updates related to Sales Compliance
  • Establish a monitoring mechanism and reports
  • Conduct regular monitoring on key risk indicators and identify trends/issues and provide recommendations on remedial actions
  • Ongoing enhance the preventive, detective and corrective controls to mitigate the sales compliance risk
  • Support on review of product or marketing materials to provide compliance advice

Job Requirements:

  • Bachelor degree in any disciplines, preferably in Accounting, Finance and Business
  • Minimum 6 years' relevant working experience
  • Professional qualification in life insurance, Compliance, Internal Audit or related disciplines is preferred
  • Good communication skills in both written and spoken English and Chinese
  • Good report writing and presentation skills
  • Familiar with the insurance regulatory requirements
If you are interested in this role, please apply below or contact me for more information.