Job Overview

Compliance Monitoring and Testing (Global Markets)

Location: London Salary: £Competitive
Type: Permanent Contact: Liam O'Mahoney
Posted: 4 months ago

A top banking organisation is looking for a Compliance Testing officer to join their compliance reviews team.  As part of the team you will work in a cohesive manner to ensure the business controls are fit for purpose and in line with current and upcoming regulatory obligations.     

Key responsibilities;

  • Planning and carrying out reviews of control in accordance with the planned review schedule utilising a consistent, risk-based approach.
  • Providing compliance subject matter expertise and support for the monitoring team working with the team to identify adverse trends, poor controls and systemic risks
  • Drafting and issuing reports of each functional review
  • Recording and tracking the implementation of review recommendations

Key skills;

  • Experience working in relevant environment/s, i.e. Testing, Assurance or Audit
  • Experience working in relevant market – This role will focus predominantly on global markets.  Thus understanding of public or private side markets are pivotal to the role.
  • Minimum of 3 years compliance monitoring/assurance/audit experience
  • Self-awareness with confidence to work independently and take responsibility for own development
  • Able to present to senior management.
If you are interested in this role please apply below or contact me for more information.