A leading UK Banking Group is looking to hire a Compliance Monitoring Officer to join the London-based Compliance team.
Role Responsibilities:
- Implementing the Bank’s Compliance Monitoring Programme, by assisting on and eventually leading on thematic monitoring reviews across the Bank’s various business lines
- Liaising with various business stakeholders through on-site visits and office-based work
- Creating detailed reports of the reviews, highlighting any issues and appropriate action points needed
- Inform senior management on report findings and produce monthly MI for committee meetings
- Work with other teams such as Risk, to conduct assurance reviews and assist with internal investigations
Experience/Skills Required:
- At least 2 years’ Compliance Monitoring experience, ideally from within a Banking environment but can come from another Financial Services sector (i.e. Asset Management)
- Understanding of FCA and PRA rulings, especially Consumer Credit
- Previous application of UK regulatory requirements and able to demonstrate a commercial approach to compliance
- Awareness of financial crime matters such as AML regulations or Bribery Act requirements
- Able to work with IT systems and Microsoft Office tools
- High level of attention to detail and able to analyse data
- Excellent interpersonal and communication skills
- Flexible to travel on occasions