A reputable Global Hedge Fund firm is looking for a compliance officer based in Hong Kong. You will assist the firm’s compliance program by providing all-rounded support.
Key Responsibilities
- Support compliance monitoring program and regulatory reporting for the Asia Pacific
- Assist on real-time trading restraints, monitoring and approvals
- Track relevant regulatory changes, evaluate the impact on business operations and improve the procedure and communication
- Provide staff with regular compliance training
- Review and draft documentation, applications, regulatory filings, reports, manuals, policies, correspondence and records
Key Requirements
- University Degree
- Minimum of 4 years compliance experience, preferably in an equity trading or asset management environment
- Has deep understanding and knowledge of SFC regulations and rules
- Able to speak and write English and Chinese
- Proficient with Bloomberg and Excel
