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Job Overview

Compliance Officer

Location: Salary:
Type: Permanent Contact: Kyra Li
Posted: about 1 month ago

A reputable Global Hedge Fund firm is looking for a compliance officer based in Hong Kong. You will assist the firm’s compliance program by providing all-rounded support.

Key Responsibilities

  • Support compliance monitoring program and regulatory reporting for the Asia Pacific
  • Assist on real-time trading restraints, monitoring and approvals
  • Track relevant regulatory changes, evaluate the impact on business operations and improve the procedure and communication
  • Provide staff with regular compliance training
  • Review and draft documentation, applications, regulatory filings, reports, manuals, policies, correspondence and records

Key Requirements

  • University Degree
  • Minimum of 4 years compliance experience, preferably in an equity trading or asset management environment
  • Has deep understanding and knowledge of SFC regulations and rules
  • Able to speak and write English and Chinese
  • Proficient with Bloomberg and Excel