A Tier 1 Bank is currently looking to make a new hire in their Surveillance programme. Data analytics or Quantitative experience within trade surveillance will be preferred.
The main responsibilities and skills include:
- Execution day to the day of the Bank’s Trade and order surveillance programme In depth reviews and evaluations of the existing monitoring and controls
- Proposed enhancements to mitigate any gaps to the systems and controls
- Participate in preparing management information and reporting regarding surveillance and monitoring activities
- Identify potential breaches of regulatory rules such as MAR
Key skills;
- Previous trading Experience would be strongly preferred
- Good understanding of Market Abuse and the regulations surrounding it i.e MAR, MiFID2
- Strong knowledge of Automated /HFT / Algorithmic trading
- IT Skills with trading platforms
- IB background in any other compliance role or 1st line role
- Markets risk & control people
- Data science, data analytics Background
- Big four consultants who are in analytics of some sort
- Someone who has been in surveillance for a short period of time and come from something completely different
- Surveillance or investigations people from a different (non banking) industry