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Job Overview

Compliance Surveillance AVP

Location: London Salary: £60,000
Type: Permanent Contact: Emmanuel Obisesan
Posted: 3 months ago

A Tier 1 Bank is currently looking to make a new hire in their Surveillance programme. Data analytics or Quantitative experience within trade surveillance will be preferred.

The main responsibilities and skills include:

  • Execution day to the day of the Bank’s Trade and order surveillance programme In depth reviews and evaluations of the existing monitoring and controls
  • Proposed enhancements to mitigate any gaps to the systems and controls
  • Participate in preparing management information and reporting regarding surveillance and monitoring activities
  • Identify potential breaches of regulatory rules such as MAR

Key skills;

  • Previous trading Experience would be strongly preferred
  • Good understanding of Market Abuse and the regulations surrounding it i.e MAR, MiFID2
  • Strong knowledge of Automated /HFT / Algorithmic trading
  • IT Skills with trading platforms
  • IB background in any other compliance role or 1st line role
  • Markets risk & control people
  • Data science, data analytics Background
  • Big four consultants who are in analytics of some sort
  • Someone who has been in surveillance for a short period of time and come from something completely different
  • Surveillance or investigations people from a different (non banking) industry