Job Overview

Control Room Officer

Location: London, United Kingdom Salary: £Competitive
Type: Permanent Contact: Liam O'Mahoney
Posted: about 1 year ago

A large banking organisation is currently looking to make an experienced hire in the control room space. This role assists the organisation in managing risk such as; conflicts of interest, wall crossings, disclosure reporting and insider lists.

The role reports to the head of control room and is responsible for assisting in the below responsibilities:

Key responsibilities;

  • Providing advice and guidance to front office businesses in respect of permissible interaction with research analysts/providing chaperoning as necessary and on implications of firm's restricted list policy and other control room related activities. 
  • Providing ongoing advice and guidance to the business in respect of Chinese wall, insider dealing and market abuse issues. 
  • Fixed income research clearing when required.
  • Continual support for senior management in adhoc project work and reporting.

Key skills;

  • Proven technical expertise in the field of investment banking compliance
  • Minimum 1-3 years of experience within the control function.
  • Proven experience of working across teams and able to contribute to the strategic direction of a business
  • Fluency in English language (written and oral)
  • Excellent written communication skills
  • Essential to be a team player as you work in a closed environment