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Job Overview

Equities Control Officer

Location: London, England Salary: Up to £500 per day
Type: Contract Contact: James Rogers
Posted: about 2 months ago

Role

Oversee the control and conduct framework across the equities market business;

  • Review new policies and standards across equities, as well as implementing them
  • Assist in ensuring effective remediation actions
  • Assist in ensuring the regional execution of desk/control reviews, thematic reviews and other remediation/assurance work as required
  • Governance Forums
  • Tracking of Issues in Firm's Reporting Tools

Experience

  • Extensive experience of Front to back processes within Equity
  • Extensive control framework experience within an investment bank

Eames Consulting is acting as an Employment Business in relation to this vacancy.