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Job Description

An international financial services company are looking to hire a fixed income compliance specialist to join their FIC compliance advisory team within their markets division.

Key responsibilities:

  • Provide advisory for the Fixed Income business within markets, supporting the head of advisory
  • Provide effective advise on regulatory and reputational risks that may impact the business
  • Maintaining a strong working knowledge of rules and regulations applicable to the Fixed Income business
  • Maintain and develop existing compliance procedures and controls as well as introducing new and adapted procedures and controls where appropriate
  • Support and advice compliance staff internationally in understanding regulatory risks and the impact on London-based markets.
     

Successful candidates will have:

  • An excellent understanding of Fixed Income products and the regulations associated with them
  • A strong working knowledge of the FCA handbook
  • Knowledge of upcoming EU regulation (desirable)
  • Excellent interpersonal and communication skills
  • Languages (advantageous)