Fixed Income Funds Compliance

I am currently recruiting a Compliance Advisory Manager for a well-respected Investment Manager based in London.  

Key responsibilities;

• Provide clear and consistent technical advice and guidance to front office colleagues in respect of the FCA’s rules..
• Keep on top of related regulatory change with regular updates to the business and formation of new policy.
• Provide compliance input into a range of projects such as the launch of new products, take on of new clients and other development initiatives.
• Aiding in adhoc compliance oversight activities

Key skills;

• Minimum 4 years of advisory experience;
• Ideally Asset Management or Investment Banking background with knowledge of Fixed income.
• Alternatives experience would be highly desirable.
• Goo knowledge of the regulatory environment (MiFID2, SMCR etc)
• Ability to build strong relationships with internal and external stakeholders.
• Self-starter attitude with good analytical skills
• Proactive, self-supportive and motivated in the development of a positive compliance culture.