Job Overview

Funds Compliance Officer

Location: London, England Salary: £400pd - £550pd + PAYE
Type: Contract Contact: James Rogers
Posted: 9 months ago

The Compliance Officer will advise on and monitor Funds. This is a wide-ranging role covering all compliance topics related to the Funds. Additional duties;

  • Conduct Fund monitoring activities
  • Review/draft and implement relevant compliance policies and procedures
  • Review breaches
  • Prepare management information such as Board reports;


  • Extensive experience in compliance monitoring of funds;
    • Strong UCITS and AIFMD requirements
    • Fund governance/CP86
    • Investor protection
    • Product governance
    • Conflicts of interest

If you are interested in this role, please apply below or contact me for more information.

Eames Consulting is acting as an Employment Business in relation to this vacancy.