Global Compliance Audit

Due to business growth his global financial services leader are seeking experienced compliance or audit professionals to join their team regional team.

This global function provides independent, objective assurance to management and the risk and audit committees as to whether the framework of risk management, control, and governance processes, as designed and represented by management, is adequate and functioning.

Principal responsibilities

• Assists in the preparation of audit plans to ensure that the scope, approach, resourcing and logistics of an audit are appropriately planned.
• Obtains, analyses and syntheses information for reporting on the adequacy of the internal control environment.
• Based on audit fieldwork, drafts audit findings which an articulate key issues and risks and propose root causes. 
• Reviews and submits audit reports or conclusions for each audit conducted or supported.
• Identifies business process improvements for segments audited as appropriate.
• Maintain consistent interaction with business management.
• Liaise with external auditors.

Qualifications & requirements

• Past working experience in a relevant role, i.e. audit and or financial crime risk and or regulatory compliance risk.
• Role relevant qualifications, i.e. accountancy or audit or financial crime or compliance qualifications are desirable.
• Consistently achieved objectives set for them and taken action to improve their own performance.
• Both spoken and written communication skills with experience of adapting your style and approach to the audience and message to be delivered.
• Contributed productively to team objectives, sometimes supporting and sometimes leading activities to achieve shared goals.
• Planned projects and activities systematically in line with business priorities, using a variety of analysis and problem solving techniques.
• A comprehensive understanding of risk management and proven experience of ensuring own compliance with relevant regulatory processes.