Job Overview

Portfolio Compliance Analyst

Location: London Salary: Competitive
Type: Permanent Contact: Liam O'Mahoney
Posted: about 2 months ago

I am currently recruiting a Portfolio Compliance Analyst for a well-respected Investment Management firm based in London.  The role will operate as part of a larger team reporting into the Investment Guideline Manager


Key responsibilities;

  • Pre and Post trade monitoring review
  • Escalation of any breaches and fund alerts.
  • Ability to communicate findings to senior stakeholders and the business.
  • Ensure best practice is followed at all times and act as an SME for compliance to refer to.
  • Developing and maintain tools and spreadsheets to increase efficiency and effectiveness for guideline monitoring purposes.
  • Aiding the rest of the team in training on relevant systems



Key skills;

  • Must have pre and post trade experience -  Charles river or similar preferred
  • Ideally asset management background with cross asset exposure.
  • Ability to build strong relationships with internal and external stakeholders.
  • Proactive, self-supportive and motivated in the development of a positive compliance culture.
  • Able to present to senior management.