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Job Overview

Private Banking Compliance Advisor

Location: London Salary: 75,000 - 110,000
Type: Contact: Liam O'Mahoney
Posted: 3 months ago

A leading manager of funds for UHNW individuals is looking for a Compliance Officer with Compliance Advisory experience. The right candidate will need to have at least 5 years of experience and have previously working in a Private Bank/Wealth Manager or Investment Banking setting.

Your responsibilities will include:

  • Oversight of Investment Advisory
  • Advisory for upcoming key regulatory projects and implementation to the business (PRIIPS, MAR, MIFID 2, SMCR, Client Money)
  • Provide training and oversight to key business areas to maintain compliance.
  • Adhoc project work when required

Key Skills:

  • Regulatory Compliance experience in Investment or Private Banking/WM.
  • Have previously provided advice/solutions to the business on a range of topics
  • Equities or FX experience is highly desirable
  • Securities lending/loans regulatory knowledge would be useful
  • Track record of delivering policy advice to front office sales and trading staff.
  • Able to have oversight of junior staff members.
If you are interested in the role please apply below or contact me for more information.