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Job Overview

Private Banking Compliance Officer

Location: London Salary: £Competitive
Type: Permanent Start Date: ASAP
Posted: about 1 month ago Contact: Liam O'Mahoney

My client is a top tier bank looking for a regulatory compliance manager within their private banking line of business. This role will be a job share for approx. 21 hours a week and provide great exposure to the inner workings of a top level institution.

Your responsibilities will include:

  • Advise the private banking team on policy and procedures applicable to their activities.
  • Provide oversight to first line of defence on regulatory compliance risks.
  • Actively engage with other departments by communicating/training in important regulatory topics.

For this role you will have extensive experience of working with the FCA handbook and communicate in a clear and concise manner when advising various departments in the bank.

Key skills & requirements:

  • At least 7 years’ experience in financial and compliance industry.
  • Deep understanding of private banking and its products/services.
  • Understanding of the upstream risks applicable to applicable to private banking.
  • Ability to work autonomously to meet deadlines.
  • Able to apply critical thinking when tackling issues.
  • Strong team player leadership abilities