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Job Overview

Product Compliance Advisory

Location: London Salary: Competitive
Type: Permanent Start Date: ASAP
Posted: 6 months ago Contact: Liam O'Mahoney

I am currently recruiting an FICC compliance advisory candidate for a well-respected bank based in London. Reporting directly into the advisory compliance director this is an excellent opportunity to further your career in a dynamic and very collegiate environment.

Key responsibilities;

  • Provide clear and consistent technical advice and guidance to the business
  • Keep on top of front office related regulatory change with regular updates to the business and formation of new policy.
  • Review financial promotions and all marketing literature.
  • Compliance related controls management
  • Act as SME for new regulatory change implementation (MAR, MiFID II)
  • Face off to and work in conjunction with the front office and senior management.
  • To assist in the development and upskill of junior team members.

Key skills;

  • UK regulatory experience, ideally some commodities exposure.
  • Strong FCA Handbook knowledge
  • Good knowledge around exchange rules and flow volatility.
  • Self-starter attitude with good analytical skills
  • Proactive, self-supportive and motivated in the development of a positive compliance culture.
  • Strong communication skills and able to present to senior management.