Position Reporting Group (PRG) is responsible for the capture of regulatory and legislative rules governing shareholder monitoring and disclosures to regulators, stock exchanges and issuers globally and management of the daily reporting activities. Disclosure of substantial shareholdings or interests is a regulatory requirement in most jurisdictions where my client operates in. In addition, most jurisdictions also have a statutory ownership regime and PRG has responsibility to monitor and ensure compliance that such thresholds are not breached.
PRG daily monitoring activities includes but not limited to, Large Shareholding, Short Position Reporting, Takeover panel, foreign ownership, sensitive industries etc. The team is responsible for providing advisory to business on regulatory requirements surrounding shareholding disclosure covering APAC jurisdictions. Additionally, provide appropriate response to position check requests from business and process issuer requests.
Ideal candidate will have worked within a position reporting function at an investment bank or experience gained in Business Line Compliance (consideration will be given to someone with regulatory reporting experience);
Knowledge of shareholding and takeover rules and disclosure obligations.
An understanding of the financial markets, ideally with equities and derivatives knowledge, trade lifecycle is an advantage.
Team & performance management with an ability to manage and develop staff.
