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Job Description

Role Summary:

  • Prepare complete and accurate regulatory reports in a timely manner e.g. SEBI report, Korea aggregation unit report, China QFII report etc.
  • Assist in various ad-hoc request from compliance and regulators when necessary
  • Maintain and keep the procedures updated
  • The candidate should pose strong communication skills and have good business, trade booking and regulatory reporting understanding of his / her tasks in order to interact and build relationship with various stakeholder including traders, business manager, compliance, legal, KYC team, sales, Trade Capture Utility team and middle office teammates.
  • The candidate should be able to work with external counterparties (e.g. brokers, custodian banks, Report submission agent) appropriately in order to drive to a better relationship.
  • The candidate should have the courage to follow the regulation requirement and to escalate issues immediately that could impact regulatory relationships

Essential Skills:

  • 2-3 years relevant experience in trade support and regulatory reporting
  • Knowledge of Asian market regulation for equity and derivative products is a plus
  • Proficiency in using Microsoft Excel will be an advantage
  • The candidate should have obtained relevant tertiary qualifications from a recognized institution

Desirable Skills:

  • The role holder will need to be fluent in English. Proficiency in Cantonese and Putonghua is a plus as he/she will be dealing with Asian markets
  • Team player with ability to work autonomously and independently
  • Good analytical and problem solving skills
  • Strong communication and relationship management skills to liaise at different levels with different functional teams
If you are interested in this role please apply below or contact me for more information.