Job Overview

Senior Compliance officer

Location: City of London, London Salary: £60,000 - £75,000
Type: Permanent Contact: Tara Robinson
Posted: 3 months ago

Our client, an international specialist insurer who are known for their expertise and creative thinking, are seeking a seasoned compliance professional to joined their established governance function. This opportunity will have coverage across regulatory and financial crime compliance, conduct, distribution and international licensing.

Key responsibilities include

  • Support and develop relationships with stakeholders at all levels of the business and playing a lead role in embedding a good compliance culture
  • Providing oversight and developing the businesses understanding of regulatory risk
  • Identifying commercially viable solutions to the application of regulatory requirements
  • Monitoring and communicating regulatory change and actively influencing the business to establish control frameworks
  • Providing regulatory SME support to projects and change initiatives
  • Leading on the co-ordination and business support for regulator information requests, reviews and regulatory returns
  • Preparing Executive and Board level presentations
  • Responding to the businesses day to day regulatory queries
  • Investigating sanctions referrals and providing monitoring and assurance Supporting the wider compliance team (e.g. team initiatives, weekly sanctions screening)
  • Leading by example, driving the development of the team, its processes and approach

Knowledge and experienced required

  • Proven track record and strong working knowledge of compliance working in financial services is essential
  • Excellent written and verbal communication skills
  • Sound judgement and the ability to solve problems and identify commercially viable solutions
  • Ability to gain respect with stakeholders at all levels by understanding their business
  • A broad knowledge of key PRA, FCA, Lloyd and BMA insurance regulatory topics
  • Experience in driving through regulatory change
  • Detailed knowledge of economic sanctions, including controls, investigation, assurance and monitoring
  • A keen eye for detail and ability to work in a dynamic environment
  • Proven skills in workload management, including multi-tasking, monitoring progress and re-prioritising work where needed
If you are interested in role, please apply below or contact me for more information.

Eames Consulting is acting as an Employment Agency in relation to this vacancy.