Job Overview

Trade Surveillance Officer - Asset Management

Location: London Salary: £Competitive
Type: Permanent Contact: Liam O'Mahoney
Posted: 6 months ago

A leading Fund Manager in the city is looking for a Compliance Associate who would be responsible for driving the Surveillance program for the firm.  This may also include some thematic review work.

Key responsibilities;

  • Drive and enhance the current MAR surveillance program covering all business lines under scope.
  • BAU work - ensuring timely delivery of ongoing surveillance tests
  • Supporting thematic review work where necessary
  • Assisting in adhoc compliance project with respect to Surveillance & Monitoring
  • Build strong relationships with the business and team members.

Key skills;

  • UK regulatory Investment Management or Hedge fund experience is essential
  • Experience in carrying out Surveillance tests on a funds business
  • Must have excellent written and verbal communication skills
  • Proactive, self-supportive and motivated in the development of a positive compliance culture.
  • Previous experience using Bloomberg for surveillance activities would be a plus

If you are interested in this role, please apply below or contact me for more information.