A leading boutique Wealth Manager with decades of history in Financial Services is looking for Head of Compliance on a Fixed Term basis. The role will report to the group Head of Compliance and look after a small team.
Key Responsibilities;
- Act as a key point of contact with the regulator when needed
- Provide ongoing adhoc advisory to the private client business
- Ensure the compliance framework remains robust
- Provide MI and commentary to the board of directors on key risks to the business
Key Skills;
- Minimum 7 years of Financial services experience within Private Banking or Wealth Management.
- Extensive knowledge around structured products, Fx and Equities is highly desirable.
- Previous management exposure is desirable but not essential
- Undergraduate degree
- Excellent written and verbal communication skills
If you are interested in this role, please apply below or contact me for more information.
