Job Overview

UK Head of Compliance - Wealth Management

Location: London Salary: £Competitive
Type: Permanent Contact: Liam O'Mahoney
Posted: 11 months ago

A leading boutique Wealth Manager with decades of history in Financial Services  is looking for Head of Compliance on a Fixed Term basis.  The role will report to the group Head of Compliance and look after a small team.

Key Responsibilities;

  • Act as a key point of contact with the regulator when needed
  • Provide ongoing adhoc advisory to the private client business
  • Ensure the compliance framework remains robust
  • Provide MI and commentary to the board of directors on key risks to the business

Key Skills;

  • Minimum 7 years of Financial services experience within Private Banking or Wealth Management.
  • Extensive knowledge around structured products, Fx and Equities is highly desirable.
  • Previous management exposure is desirable but not essential
  • Undergraduate degree
  • Excellent written and verbal communication skills
If you are interested in this role, please apply below or contact me for more information.