Job Overview

Vice President, Business Compliance, Asset Management

Location: Hong Kong Salary: $Competitive
Type: Permanent Contact: Jeremy Lam
Posted: 5 months ago

Our client is a US based asset management firm with strong presence in Asia. They offer international and global equity portfolio strategies designed to help a variety of clients achieve investment and financial goals. They are looking for a Vice President (Senior Manager) to be based in Hong Kong to manage the Hong Kong compliance matters.

Key Responsibilities:

  • Provide compliance advice to the Hong Kong Asset Management business with applicable regulations and internal policies. 
  • Monitor licensing matters and inquiries. 
  • Point of contact with HK regulators (SFC & MPFA).
  • Review new products and approve product documentation.
  • Provide compliance training to other departments. 
  • Develop compliance policies and procedures following updates/changes. 
  • Manage China related initiatives including offshore China business initiatives.
  • Involvement in other compliance and business related projects.


  • At least 7 years of experience working with Asset Management business.
  • Sound knowledge of SFC rules applicable to asset management business and MPF Regulations.
  • Great communication, report writing, interpersonal and influencing skills.
  • Fluent in English and Chinese.
If you are interested in this role please apply below or contact me for more information.