Our client is a leading global investment manager in real estate, technologies and private equity. They operate across Hong Kong, China, Europe, Japan and the US and have US$60 billion assets under management in real estate and private equity funds.
Reporting to the Global Head of Compliance
- The role is based in Hong Kong
- Providing advisory on activities and compliance issues for Asian markets
- Monitoring KYC & AML matters
- Reviewing, update and create trainings of the Code of Conduct, Code of Ethics including anticorruption aspects and securities regulation
- Reviewing conflicts of interest processes
- Creating and excuting a compliance testing framework and risk-based monitoring programme
- Improvement of internal controls
- Implement and update regulatory regime and changes
- Formulate internal guidelines and controls
Requirements
- At least 8 years of experience with investment management or asset management firms
- Solid knowledge of real estate investments
- Knowledge of SFC rules and regulations
- Written and spoken Chinese
If you are interested in this role, please apply below or contact me for more information.
