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Job Overview

VP, Monitoring & Testing (IB)

Location: london Salary: £Competitive
Type: Permanent Contact: Liam O'Mahoney
Posted: about 1 month ago

I am currently recruiting a Compliance Monitoring - Vice President Level for a well-respected Investment Banking Branch based in London.  Reporting directly into the EMEA Head of Compliance Testing.

Key responsibilities;

  • Provide clear and consistent technical advice and guidance to the compliance monitoring team and business.
  • To review and quality assure monitoring and testing coverage by the team.
  • To provide annual MI and reporting to senior management on the Monitoring programme outputs and successes.
  • Liaise and co-ordinate with the head of advisory to ensure upstream compliance risks are included into the annual program of work.
  • Adhoc project work

Key skills;

  • UK regulatory in Global Markets and/or Private side (M&A,ECM,DCM) experience is a must
  • Good product and FCA handbook knowledge
  • Highly desirable; Knowledge of key regulatory initiatives including; MiFID 2, MAR, Market Conduct, Volcker etc
  • Able to demonstrate adaptability with an ever changing business and regulatory landscape.
  • Strong written and verbal communication skills
  • Proactive, self-supportive and motivated in the development of a positive compliance culture.
If you are interested in this role, please apply below or contact me for more information.