VP, Monitoring & Testing (IB)

I am currently recruiting a Compliance Monitoring - Vice President Level for a well-respected Investment Banking Branch based in London.  Reporting directly into the EMEA Head of Compliance Testing.

Key responsibilities;

• Provide clear and consistent technical advice and guidance to the compliance monitoring team and business.
• To review and quality assure monitoring and testing coverage by the team.
• To provide annual MI and reporting to senior management on the Monitoring programme outputs and successes.
• Liaise and co-ordinate with the head of advisory to ensure upstream compliance risks are included into the annual program of work.
• Adhoc project work

Key skills;

• UK regulatory in Global Markets and/or Private side (M&A,ECM,DCM) experience is a must
• Good product and FCA handbook knowledge
• Highly desirable; Knowledge of key regulatory initiatives including; MiFID 2, MAR, Market Conduct, Volcker etc
• Able to demonstrate adaptability with an ever changing business and regulatory landscape.
• Strong written and verbal communication skills
• Proactive, self-supportive and motivated in the development of a positive compliance culture.