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Job Search

Jobs in Compliance & Audit

Found 13 jobs
    • City of London, London
    • £75000 - £80000 per annum + Bonus + Benefits
    • Posted 4 days ago

    Our successful insurance broking client is building out its risk assurance capability with the creation of a new role in Quality Assurance. The role will require experience of the specialty insurance market gained ideally within insurance broking. As it is a newly created role in a growing business, you will have the opportunity to build from scratch a QA function which reviews sample placement and claims files against company and industry bes...

    • London, England
    • bens + exceptional bonus
    • Posted 7 days ago

    Fast-growing Insurance Broking business is looking to appoint a Head of IBA to take on a mostly oversight based role that will also incorporate client money (CASS). With a refreshingly forward-thinking business model, huge investment in technology and entrepreneurial culture, this is a high-profile organisation and chance for an experienced IBA professional to join a market leading team. The Head of IBA will be accountable for credit control o...

    • City of London, London
    • £65,000 - £80,000 + Bonus
    • Posted 11 days ago

    To help the firm and related Distribution entities meet the Board's risk appetite for regulatory risk by ensuring that the Group complies with Lloyd's / PRA / FCA rules & regulations and any other regulatory requirements applicable to the business on a day-to-day basis. To provide timely Compliance Advice to the business, ensuring our Group Compliance Minimum Standards and Group Norms are implemented throughout. Specific Responsibilities: To p...

    • Croydon, London
    • £40,000 - £50,000
    • Posted 11 days ago

    The Divisional Conduct Officer will ensure all businesses within our Retail Broking function (Affinity & Schemes) will adhere to Group Risk and Regulatory Policies and Procedures through the design and oversight of operational controls and processes. This role sits within the 1st Line of Defence function. Key Responsibilities include: Working with the business to support in the delivery of new products including production of compliant documen...

    • City of London, London
    • £50,000 - £60,000
    • Posted 11 days ago

    Leading insurance and reinsurer are currently looking for a seasoned and solution focused financial crime compliance professional to join the team. Previous experience in a similar role within the re/insurance essential. You will join an advisory function providing support and advise on the identification, measurement and management of its Financial Crime risks. The function is accountable for maintaining the Financial Crime compliance standar...

    • City of London, London
    • £Negotiable
    • Posted 11 days ago

    Headquartered in London with a global presence, this reputable Lloyd's Syndicate is looking to secure an experienced Compliance Analyst to join their team in London. The role will report directly into the Risk and Compliance Director, supporting on day to day compliance and corporate governance activities with a focus on regulatory research and policy development. This technical role will support their Private Capital business. Key responsibil...

    • City of London, London
    • £95000
    • Posted 11 days ago

    Our client is a reputable global provider of speciality lines insurance and reinsurance. Service and solution orientated in their approach, they offer their clients underwriting expertise and risk management insights. Their established Compliance function is seeking an experienced financial crime specialist to join the team. This is a 6 month FTC contract. As the sanctions SME this opportunity will take the group lead in supporting the sanctio...

    • City of London, London
    • Negotiable
    • Posted 11 days ago

    Exciting opportunity to join this expand international broker. Supporting their operations teams in a KYC (Know Your Customer) and client on-boarding capacity you will working closely with the business and Risk and Compliance functions. Previous expeirence in a similar role within the insurance sector essential. Key responsibilities: Engage with business, Compliance function and Market Security Committee to run end-to-end KYC process and also ...

    • London
    • £Negotiable
    • Posted 11 days ago

    Due to an internal promotion this leading (re) insurance broker are seeking an experienced compliance professional to join their London based team. This is a generalist role reporting to the Risk & Compliance Manager providing wide exposure and project involvement. Key responsibilities include: Support the advisory role provided by the department by investigating queries and highlighting issues from Business Units and overseas entities, relati...

    • City of London, London
    • £45,000 - £60,000
    • Posted 11 days ago

    Reporting directly to the General Counsel the key responsibilities will include: Assist in the preparation of Committee and Board reports as required (e.g. Annual Money Laundering, Complaints and GDPR Reports, MI for Board reports). To provide support and regulatory guidance in relation to new projects and initiatives pursued by the business. Build and maintain strong and effective relationships with key internal and external stakeholders. Res...

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