Compliance jobs
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- Gloucestershire
- Up to £40000.00 per annum
- Posted about 20 hours ago
Eames is currently working with a leading insurer to hire a Regulatory Interaction Officer. This person will join the Central Compliance Team. Their main responsibilities will include assisting the Regulatory Interaction Manager in preparing regulatory applications and overseeing the submission o...
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- City of London
- Up to £50000.00 per annum
- Posted about 20 hours ago
Eames is currently working with a leading broker to hire a Compliance Monitoring Officer. This person will join the Central Monitoring Team. Their main responsibilities will include assisting the Monitoring Manager in undertaking specific thematic reviews and reviewing reports. Previous experienc...
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- London
- Negotiable
- Posted about 23 hours ago
A top-tier Investment Manager seeks a Regulatory Reporting Manager to join their dynamic team. Key responsibilities will include: Monitor and comprehend the Firm's ongoing regulatory reporting obligations Ensure remediation and re submission of transactions within Regulatory deadlines or agreed t...
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- City of London
- Negotiable
- Posted 2 days ago
Eames is currently working with a Lloyd's syndicate to hire a Senior Conduct Risk Officer. This person will support the Conduct Oversight Team to ensure compliance with the conduct rules as set out by the PRA & FCA Standards of Conduct and handle Complaints in line with regulatory expectations. T...
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- City of London
- Negotiable
- Posted 2 days ago
A world-leading hedge fund seeks a dynamic Compliance Analyst to join their rapidly growing team. Key responsibilities will include: Participate in monitoring and surveillance of electronic and voice communications, as well as trading activities Support the maintenance and administration of the F...
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- London
- Negotiable
- Posted 2 days ago
Are you a current Compliance intern seeking the next progression in your career? A dynamic boutique private equity firm is on the lookout for a Compliance Analyst with 1-2 years of experience to join their team. This role offers a direct reporting line to the SMF16/17, presenting an exciting oppo...
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- Singapore
- Posted 4 days ago
Elevate your career in the dynamic world of global events programming with a pivotal role that places you at the heart of crafting premier international conferences for compliance professionals. As a seasoned professional, take the helm of a diverse portfolio, including the prestigious Japan Conf...
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- London
- Negotiable
- Posted 9 days ago
Are you a current Compliance intern seeking the next progression in your career? A dynamic boutique private equity firm is on the lookout for a Compliance Analyst with 1-2 years of experience to join their team. This role offers a direct reporting line to the SMF16/17, presenting an exciting oppo...
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- City of London
- Negotiable
- Posted 10 days ago
Eames is currently working with a Lloyd's syndicate to hire a Senior Conduct Risk Officer. This person will support the Conduct Oversight Team to ensure compliance with the conduct rules as set out by the PRA & FCA Standards of Conduct and handle Complaints in line with regulatory expectations. T...
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- Singapore
- Posted 10 days ago
Elevate your career in the dynamic realm of compliance with a pivotal role that places you at the heart of regulatory adherence and policy implementation. A prestigious firm is in search of a seasoned Compliance Officer, whose expertise will be instrumental in steering the organisation through t...