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Jobs in Regulatory Compliance

Found 11 jobs
    • London, England
    • £80000 - £90000 per annum + bens + bonus
    • Posted 3 days ago

    An established and growing boutique Property Asset Manager is looking to appoint an Operations Manager to take responsibility for the operational and corporate administration functions of the business, its flagship Jersey-based fund and future fund ventures. This is an excellent opportunity to join a professional and well-funded real estate development, investment and asset management business and will require a focused, self-sufficient team p...

    • City of London, London
    • Up to £28000 per annum
    • Posted 4 days ago

    Due to continued growth our client, a leading specialist insurer are seeking a data protection specialist to join their global function. This broad role will provide an opportunity to become a specialist in data protection where an interesting and varied career can be built working for a compliance-conscious company who understand the need for and importance of data protection. Providing administrative support to the wider Data Protection team...

    • City of London, London
    • Negotiable
    • Posted 5 days ago

    Global Life insurer are seeking a governance specialist to provide technical product knowledge into the management and the ongoing performance of their life insurance products. This role will monitor product performance to identify shortcomings and opportunities for innovation and improvement; supports the ongoing supervision of our suite of products across the business lines. Key responsibilities include - Produce analyses to monitor and impr...

    • London, England
    • Up to £65000 per annum
    • Posted 6 days ago

    Growing National GI broker are seeking a Group Conduct Officer to join their Compliance function. This role can be based from any of their offices across the UK and will involve working with a wide range of senior stakeholders, partnering with the businesses and as such travel to a range of UK destinations will be required. This role partners with their Specialty Division, which primarily consists of broking businesses that deal directly with ...

    • City of London, London
    • £38000 - £45000 per annum
    • Posted 7 days ago

    Due to business growth this established risk and compliance team are seeking an experienced candidate. This is an exciting opportunity for a candidate with prior experience in a governance function, looking to join a collaborative team offering development. Prior Lloyds or General insurance experience highly regarded. In this role you will be providing effective support to meet the overall objectives of the Group Risk Management and Compliance...

    • City of London, London
    • £55000 - £65000 per annum
    • Posted 7 days ago

    Great opportunity to join this international General Insurer in a Conduct Risk role. This is a first line defence role reporting to the Underwriting Performance & Governance Manager (certified function). This role will focus on driving the development and continuous improvement of our approach to the internal control of regulatory and conduct risk. Supporting the underwriting function this role will be an embedded independent challenger, advis...

    • City of London, London
    • £53000 - £60000 per annum
    • Posted 7 days ago

    Dynamic and growing financial services provider are seeking an experienced compliance professional to join their established team. Working closely with the business this role with provide advise and guidance in support of delivering regulatory compliant business objectives while embedding compliance in relation to Conduct and other regulatory risks. As a key focal point for the business and key stakeholders you will actively represents complia...

    • City of London, London
    • To £60000 per annum + benefits
    • Posted 7 days ago

    This is a great opportunity for an experienced financial crime professional within the general insurance sector to join this UK Financial Crime team within the 2nd line of defence. This is a varied and challenging role providing support across several Insurance related lines of business, covering all areas of financial crime risk exposure with a primary focus on Trade and Economic Sanctions. The role will ideally suit individuals with a deep u...

    • City of London, London
    • £70000 - £90000 per annum
    • Posted 7 days ago

    This global insurance provider is looking to appoint a conduct and regulatory specialist to provide support and guidance to their Personal Lines and Commercial Insurance functions. This is a broad role which includes coverage across conduct, product governance, financial promotions, delegated authority, and regulatory projects. Key Responsibilities include: Provision of high-quality advice and guidance to all lines of business (Line1) (e.g. Pr...

    • London, England
    • £650 - £750 per day
    • Posted 21 days ago

    My client, a challenger bank, is seeking an Operational Resilience Consultant with recent experience of sitting on an OCIR programme. Key skills and experience include: Operational Continuity in Resolution (OCIR) BAU Operating Model Operational Resilience & OCIR governance - SM & CR responsibilities definition Loss of Business cluster response, scope and definition Final OCIR operating model scope and content review OCIR Service Catalogue Repo...

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