Prudential Regulatory Assurance Analyst

Established Banking Group is currently hiring for a Prudential Regulatory Assurance Analyst to join their London team. This is newly created role that will sit within their specialist Financial Assurance team and is an ideal position for an External Auditor with Regulatory exposure who is looking to make their first move into industry.

Responsibilities:

• Performing reviews and sign offs of controls and processes ahead of submission of returns
• Performing deep dive reviews of current reporting processes.
• Highlighting areas for improvement in control and efficiency, and advising of changes as required.
• Reviewing processes with the Regulatory and Financial Control Reporting teams

• Perform controls and sample testing to test compliance with reporting standards on an ongoing basis
• Liaise with key stakeholders, in particular Finance, Risk and Treasury to ensure appropriate reviews are undertaken and sufficient challenge is provided
• Perform sample testing and conduct, where appropriate
• Support the preparation of assurance reports
• Review COREP and FINREP returns ahead of submissions to ensure returns are submitted in accordance with documented controls and procedures

Requirements:

• Proven Assurance/Audit experience across Banking & Capital Markets within a Regulatory Assurance/Advisory team.
• Qualified Accountant (ACA preferred) from a Top 10 Consultancy (Ideally Big 4)
• Good knowledge of Prudential Regulatory requirements and/or S.166 reviews
• Strong awareness of internal control requirements, with the ability to identify control weaknesses and propose changes to processes as required
• Desire to develop technical knowledge and experience in capital management and the wider regulatory environment
• Ability to demonstrate initiative and an analytical mindset in order to identify and resolve problems.

This is a unique role with regular interaction with key stakeholders across Finance, Audit, Compliance including head of titles. It is therefore essential that you have strong interpersonal skills and the ability to communicate effectively with a wide range of stakeholders. This role offers realistic career progression opportunities into a managerial role in the future as the team grows. The bank also offers a hybrid flexible working environment with 2-3 days in the office.

Unfortunately, visa sponsorship is not available for this positions so candidates must already have prior right to work in the UK without sponsorship to be considered.

Eames Consulting is acting as an Employment Agency in relation to this vacancy.