AVP Audit Investment Banking

A new role has been created to support the expansion of the business in the regional internal audit team of this Financial Services organisation. This role will focus on leading/delivering audit including Audit Planning, key control evaluation, testing, reporting across the securities and capital market business across the region.

Key responsibilities

• Perform audit activities in accordance with the Bank internal audit methodology.
• Assess the Bank internal control environment with view to provide value-adding recommendations to management to manage emerging issues or remediate identified weaknesses.
• Apply data analytics to assess the internal control environment.
• Contribute to the annual risk assessment exercise by developing good understanding of business strategy, plans, products, processes performance, risks and issues of the assigned Business Units.
• Perform continuous monitoring on assigned businesses to keep abreast on evolving markets, regulatory, business and operational changes to drive appropriate ongoing audit coverage.
• Participate in Bank's strategic initiatives / project meeting to promote / enhance the organization's governance and risk culture.
• Participate in the audit department's strategic initiatives and projects

Key Skills

• At least 5 years experience in audit within an investment banking with strong experience in capital markets activities from front to back
• Strong understanding of derivatives products
• Strong understanding of risk management frameworks, governance standards, and best practices (i.e. Basel, COSO, 3^rd LOD)
• Team player and collaborative culture
• CPA or equivalent

EA Licence: 16S8091

EA Reg No.: R21103434