Job Overview

Private Bank Compliance Advisory

Location: City of London, London Salary: £Negotiable
Type: Permanent Contact: Mustafa Kutlu
Posted: 8 months ago

An International Bank is looking to make an addition to their Private Bank Compliance Advisory team. The successful candidate requires 3+ years front office compliance advisory experience within a Private Bank. Alternatively, candidates who have experience in product advisory of Equities, FX or ECM within global markets will be considered.

  • Provide front office compliance advisory across all asset classes that are offered by the Private Banking Business.
  • Providing guidance on product development, product launches across the Capital Markets
  • Horizon scanning for any relevant regulatory developments that may have an impact on the business.
  • Interpret and aid in the implementation of new regulations.
  • Support the business in improving its policies and procedures to ensure the highest level of compliance.
  • Delivering training on related compliance topics.

Key Skills:

  • Someone with Tier 1 Investment Product Advisory or Private Banking Advisory experience will be well suited for this role.
  • Excellent understanding of relevant regulations including SME knowledge in: MAR, MIFiD, EMIR, CASS and Transaction Reporting.
  • Good understanding of investment products offered by the Private Banking Business
  • Strong verbal, written communication skills with the ability to effectively communicate and influence the compliance related issues to relevant departments.
  • Proven track record of identifying any issues within compliance controls and procedures.
If you are interested in this role please apply below or contact me for more information.

Eames Consulting is acting as an Employment Agency in relation to this vacancy.