Job Overview

Assistant Manager, Distribution Compliance

Location: Hong Kong Salary: $Competitive
Type: Permanent Contact: Sana Abbas
Posted: 3 months ago

Our client is a leading Life Insurance company with a strong regional presence.  

About the role;

This role will assist the Senior Manager of Distribution Compliance and shall be responsible to ensure products and sales flow are in compliance.

Key Responsibilities;

  • Assist the Senior Manager of Distribution Compliance in ensuring that the sales flow, product and marketing materials are in compliance with all regulations.
  • Assists to review and assess complaint investigation reports; proposes any disciplinary actions and / or follow up actions
  • Performs compliance assessments and inspections that are designed to identify and assess risk
  • Develops and implements corrective action plans for resolution of problematic issues on distribution compliance
  • Provides ad hoc duties when required or as instructed by Head of Legal and Compliance

Skills Required;

  • Holder of undergraduate degree in law, risk management, accounting, audit, public administration or other related disciplines
  • 3 years or more related working experience, life insurance working experience is preferred
  • Knowledge on life insurance and other insurance products
  • Familiarity with HKIA guidelines and other insurance related regulations
  • Solid experience in distribution compliance related to training and communication, investigation, dealings with regulators
  • Effective communication and presentation skills
  • Fluency in English and Cantonese
If you are interested in this role please apply below or contact me for more information.