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Job Search

Jobs in Compliance

Found 13 jobs
    • Hampshire, England
    • Negotiable
    • Posted about 10 hours ago

    Specifically focused on their P&C business you will help to embed regulatory discipline within the business, manage and review compliance risks and advise on the design of appropriate controls and monitoring.This role can be based in any of their locations across the UK. Other activities may include interaction with key outsourcers, supporting Compliance reporting as well as development and implementation of an effective Monitoring Plan. Once ...

    • Croydon, London
    • £40,000 - £50,000
    • Posted about 11 hours ago

    The Divisional Conduct Officer will ensure all businesses within our Retail Broking function (Affinity & Schemes) will adhere to Group Risk and Regulatory Policies and Procedures through the design and oversight of operational controls and processes. This role sits within the 1st Line of Defence function. Key Responsibilities include: Working with the business to support in the delivery of new products including production of compliant documen...

    • City of London, London
    • £65,000 - £80,000 + Bonus
    • Posted about 11 hours ago

    To help the firm and related Distribution entities meet the Board's risk appetite for regulatory risk by ensuring that the Group complies with Lloyd's / PRA / FCA rules & regulations and any other regulatory requirements applicable to the business on a day-to-day basis. To provide timely Compliance Advice to the business, ensuring our Group Compliance Minimum Standards and Group Norms are implemented throughout. Specific Responsibilities: To p...

    • England
    • Negotiable
    • Posted about 11 hours ago

    Specifically focused on their P&C business you will help to embed regulatory discipline within the business, manage and review compliance risks and advise on the design of appropriate controls and monitoring. Specifically focused on their P&C business you will help to embed regulatory discipline within the business, manage and review compliance risks and advise on the design of appropriate controls and monitoring. Other activities may include ...

    • City of London, London
    • £50000 - £60000 per annum
    • Posted about 12 hours ago

    You will join an advisory function providing support and advise on the identification, measurement and management of its Financial Crime risks. The function is accountable for maintaining the Financial Crime compliance standards, framework, and reporting on our Financial Crime risk profile. The activities of this team are focused on providing second line of defence activities and a key aspect of this role is to support and challenge the first ...

    • City of London, London
    • £Negotiable
    • Posted about 13 hours ago

    Headquartered in London with a global presence, this reputable Lloyd's Syndicate is looking to secure an experienced Compliance Analyst to join their team in London. The role will report directly into the Risk and Compliance Director, supporting on day to day compliance and corporate governance activities with a focus on regulatory research and policy development. This technical role will support their Private Capital business. Key responsibil...

    • City of London, London
    • £95000
    • Posted about 13 hours ago

    Our client is a reputable global provider of speciality lines insurance and reinsurance. Service and solution orientated in their approach, they offer their clients underwriting expertise and risk management insights. Their established Compliance function is seeking an experienced financial crime specialist to join the team. This is a 6 month FTC contract. As the sanctions SME this opportunity will take the group lead in supporting the sanctio...

    • City of London, London
    • Negotiable
    • Posted about 14 hours ago

    Exciting opportunity to join this expand international broker. Supporting their operations teams in a KYC (Know Your Customer) and client on-boarding capacity you will working closely with the business and Risk and Compliance functions. Previous expeirence in a similar role within the insurance sector essential. Key responsibilities: Engage with business, Compliance function and Market Security Committee to run end-to-end KYC process and also ...

    • London, England
    • £475 - £500 per day
    • Posted 2 days ago

    My Wealth Management Client is looking for a Compliance Manager on contract to support the Head of Compliance on various projects such as; Horizon Scanning, managing and identifying regulatory developments Managing and Updating policy suite Manage Compliance Monitoring work Experience Must be from a PB/Wealth Management background Extensive experience across compliance - managing monitoring/product governance/reg developments/policies Eames Co...

    • Singapore
    • $80,000 - $150,000 SGD plus a variable bonus
    • Posted 26 days ago

    The successful candidate will have 4-6 years experience in project/programme PMO or governance roles and with a track record in an investment banking environment ideally with exposure to Risk. They should be an ambitious self-starter looking to become an important part of a growing team. The successful candidate is expected to: Support Risk PMO lead in improving best practice and rolling out more robust governance processes. Taking ownership i...

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