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Job Search

Jobs in Compliance

Found 11 jobs
    • City of London, London
    • £30000 - £35000 per annum
    • Posted 1 day ago

    Leading global insurance group are seeking an experienced candidate to join their compliance team to provide due diligence support. Prior experience in a similar role and knowledge of the General insurance sector is preferable. Key Responsibilities: To assist with the day-to-day review and approval of brokers, which includes: Due diligence review and approval of new brokers in line with our Intermediary Vetting Procedures; Issuing and managing...

    • City of London, London
    • Negotiable
    • Posted 7 days ago

    This global leader within the insurance sector is seeking a seasoned data privacy professional to join their growing function. You will be responsible for ensuring compliance with the current privacy data protection laws and the creation of frameworks to safeguard the use of private data and the quality standards applied to that data for the provision of internal and external data services. The Data Privacy Manager role will be key to achievin...

    • City of London, London
    • £55000 - £70000 per annum + +bonus
    • Posted 8 days ago

    Great opportunity to join the growing 2nd line function of this global specialist insurer. This role will focus on supporting the Group Chief Risk Officer (CRO), Head of ERM to implementing the strategy of the Risk Management Team. To play a key role in implementing all aspects of our Risk Management Framework, in addition to providing training and share best practice with regard all aspects of risk management. The role includes responsibility...

    • London
    • £Competitive
    • Posted 8 days ago

    A leading organisation who has made a serious commitment to their Financial Crime Programme over the last few years are looking to build out a new team. This will oversee the Financial Crime Models and provide analytics to the organisation around quality and suitability. The candidate does not need to be London based (anywhere in the UK is fine) as this firm are promoting an extensive remote working programme. Key Responsibilities; Ensure the ...

    • London
    • Competitive
    • Posted 9 days ago

    I am currently recruiting a Portfolio Compliance Analyst for a well-respected Investment Management firm based in London.  The role will operate as part of a larger team reporting into the Investment Guideline Manager   Key responsibilities; Pre and Post trade monitoring review Escalation of any breaches and fund alerts. Ability to communicate findings to senior stakeholders and the business. Ensure best practice is followed at all times and a...

    • London
    • Posted 14 days ago

    A boutique investment manager based in London’s West End are looking for a Compliance Analyst to support the compliance lead.  The role will be generalist in nature and cover a range of activities; Responsibilities; Financial crime advisory in respect to AML, Sanctions & ABC High risk client review (2nd line perspective) Ongoing monitoring reviews Financial Promotions Regulatory initiatives work.   Key skills; Minimum 2-3 years in a compliance...

    • Barcelona, Spain
    • Negotiable
    • Posted 14 days ago

    Global specialist insurer with a reputation for developing innovative products is seeking an experience compliance professional to join their growing office in Barcelona. This is a newly created Compliance opportunity supporting their Global Programmes function in an advisory capacity on cross-border licensing and related regulatory and business matters. Ensuring effective oversight of global programmes matters, this role will have an emphasis...

    • City of London, London
    • £70000 - £80000 per annum
    • Posted 14 days ago

    This global insurance provider is looking to appoint a conduct and regulatory specialist to provide support and guidance to their Personal Lines and Commercial Insurance functions. This is a broad role which includes coverage across conduct, product governance, financial promotions, delegated authority, and regulatory projects. Key Responsibilities include: Provision of high-quality advice and guidance to all lines of business (Line1) (e.g. Pr...

    • City of London, London
    • Negotiable
    • Posted 14 days ago

    Exciting new opportunity to join this global general insurance underwriter. Reporting to the Head of Compliance this a conduct risk focused role, supporting the Compliance function to ensure appropriate oversight of key high risk regulatory outsourced arrangements, including but not limited to health products and mobile phone insurance. In this role you will take responsibility for developing, creating and analysing relevant conduct management...

    • City of London, London
    • Negotiable
    • Posted 14 days ago

    This established and reputable compliance team have a requirement in their Compliance function for an experienced Assurance/monitoring professional. This assignment is expected to run until November 2021. Reporting into the Head of Compliance this opportunity will and have some line management responsibilities.   Key responsibilities include: Responsibility for the development and delivery of the annual Compliance Oversight & Assurance Monitor...

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