Compliance jobs
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- City of London
- £45000 - £55000 per annum
- Posted 2 days ago
Newly created opportunity in Conduct Risk. You will support with the implementation and ongoing development of the our Conduct Risk Framework to enable our entities to demonstrate compliance with the FCA, Lloyd's, LIC and other relevant regulatory requirements. Reporting into the Conduct Manager,...
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- City of London
- Negotiable
- Posted 3 days ago
This is an exciting opportunity to a join this global insurer working in an SME in Financial Crime capacity and leading a small team. As our UK Financial Crime Manager, you will provide expert-level financial crime knowledge and investigation capability, alongside team management and leadership s...
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- City of London
- Negotiable
- Posted 3 days ago
Due to continued growth and expansion Risk professional to join a busy, fast-paced Risk & Compliance team. Report to the Senior Risk Officer and will work closely with the UK Chief Risk Officer, and members of senior management team. There is significant scope for the role holder to shape this ro...
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- London
- £500 - £525 per day
- Posted 10 days ago
My investment management client is looking for a Trade Surveillance Analyst on a 6 month contract. Responsibilities; Review of communications alerts Review of automated cross-product trade surveillance alerts (escalating, as required) Review of policies and procedures for governance around trade ...
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- Luxembourg
- €130000 - €160000 per annum
- Posted 10 days ago
This is a lead Compliance role based in Luxembourg. Exciting opportunity to join this innovative speciality re/insurer. Our client, an international speciality re/insurer who combine unrivalled experience and reputation, have an exciting opportunity for an experienced and forward thinking Complia...
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- City of London
- Negotiable
- Posted 18 days ago
This is a Conduct advisory and oversight role within Compliance where you will be responsible for taking a lead on the implementation, embedding and ongoing development of our Conduct Risk Framework, and associated policies and procedures, to enable our entities to demonstrate compliance with the...
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- City of London
- Negotiable
- Posted 19 days ago
To provide efficient and effective support to the Compliance Manager and the wider Risk & Compliance team. To assist in the implementation of an effective Compliance systems and controls regime for the UK regulated entities across our Global Group. Key responsibilities include: Assist and provide...
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- City of London
- Negotiable
- Posted 19 days ago
Great opportunity to join this growing compliance function. Working as part of an established governance team this role with support the delivery of Compliance team's annual plan, including internal assessment and assurance activities to provide comfort to the boards. This role will provide you w...
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- Luxembourg
- €130000 - €160000 per annum
- Posted 23 days ago
This is a lead Compliance role based in Luxembourg. Exciting opportunity to join this innovative speciality re/insurer. Our client, an international speciality re/insurer who combine unrivalled experience and reputation, have an exciting opportunity for an experienced and forward thinking Complia...
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- London
- £500 - £600 per day
- Posted 24 days ago
My IM client is looking for a Senior Compliance Monitoring Manager to provide advice and guidance to the business on regulatory matters. Other responsibilities; Develop test plans and documentation for monitoring activities Execute thematic, desk based and surveillance monitoring Develop MI and R...