• Gloucestershire
• Up to £40000.00 per annum
• Posted 8 days ago

Eames is currently working with a leading insurer to hire a Regulatory Interaction Officer. This person will join the Central Compliance Team. Their main responsibilities will include assisting the Regulatory Interaction Manager in preparing regulatory applications and overseeing the submission o...

• City of London
• Up to £50000.00 per annum
• Posted 8 days ago

Eames is currently working with a leading broker to hire a Compliance Monitoring Officer. This person will join the Central Monitoring Team. Their main responsibilities will include assisting the Monitoring Manager in undertaking specific thematic reviews and reviewing reports. Previous experienc...

• London
• Negotiable
• Posted 9 days ago

A top-tier Investment Manager seeks a Regulatory Reporting Manager to join their dynamic team. Key responsibilities will include: Monitor and comprehend the Firm's ongoing regulatory reporting obligations Ensure remediation and re submission of transactions within Regulatory deadlines or agreed t...

• City of London
• Negotiable
• Posted 10 days ago

Eames is currently working with a Lloyd's syndicate to hire a Senior Conduct Risk Officer. This person will support the Conduct Oversight Team to ensure compliance with the conduct rules as set out by the PRA & FCA Standards of Conduct and handle Complaints in line with regulatory expectations. T...

• City of London
• Negotiable
• Posted 10 days ago

A world-leading hedge fund seeks a dynamic Compliance Analyst to join their rapidly growing team. Key responsibilities will include: Participate in monitoring and surveillance of electronic and voice communications, as well as trading activities Support the maintenance and administration of the F...

• London
• Negotiable
• Posted 10 days ago

Are you a current Compliance intern seeking the next progression in your career? A dynamic boutique private equity firm is on the lookout for a Compliance Analyst with 1-2 years of experience to join their team. This role offers a direct reporting line to the SMF16/17, presenting an exciting oppo...

• London
• Negotiable
• Posted 17 days ago

Are you a current Compliance intern seeking the next progression in your career? A dynamic boutique private equity firm is on the lookout for a Compliance Analyst with 1-2 years of experience to join their team. This role offers a direct reporting line to the SMF16/17, presenting an exciting oppo...

• City of London
• Negotiable
• Posted 18 days ago

Eames is currently working with a Lloyd's syndicate to hire a Senior Conduct Risk Officer. This person will support the Conduct Oversight Team to ensure compliance with the conduct rules as set out by the PRA & FCA Standards of Conduct and handle Complaints in line with regulatory expectations. T...

• London
• Negotiable
• Posted 22 days ago

Eames is working with a Lloyd's syndicate on the appointment of a Senior Customer Officer for their London office. The individual will be working closely with the Customer Oversight Lead and the Customer Oversight Manager conducting Fair Value Assessments, providing regulatory input, and collabor...

• London
• Negotiable
• Posted 23 days ago

Eames is currently working with an established Insurance company who are seeking a Conduct Risk Analyst for their London office. The role sits within a reputable insurer with a global presence that offers a competitive salary and benefits package. The Conduct Risk Analyst will handle all aspects ...